Annual Conference DATE/S: 12 Aug '09  to  13 Aug '09 VENUE: Indaba Hotel CONTACT: Sharon Cunningham TELEPHONE: 011 6427974 MOBILE: 0833104547 EMAIL: cunningham@compliancesa.com 10th Annual Conference Indaba Hotel, William Nichol Drive, Fourways Conference Programme ----------ooooooooooOOOOOoooooooooo---------- WEDNESDAY, 12 AUGUST 2009 08:00 Registration 08:30-08:45 Official opening - Tim Howse (Compliance Institute Chairperson) 08:45-09:45 Keynote Address - Bjørn Heyerdahl (Midgard) 09:45-10:20 The future of the compliance officer –the role of the Compliance Institute, the FSB, fit and proper, professionalism, standard setting - John Symington (Compliance Institute) and Jurie van Zyl (ITAware) 10:20-11:00 King III - Miranda Feinstein (Edward Nathan Sonnenberg) 11:00 -11:30 Break BREAKAWAYS 11:30 -13:00 1 CONFLICTS OF INTEREST Kathryn Farndell (Investec) 2 BUSINESS CONTINUITY MANAGEMENT Derek Taylor (ContinuitySA) 3 ETHICS IN BUSINESS Warren Piennar (Regenesys) 4 LAW 101 (It’s not all FAIS, FICA and NCA out there). Pieter Stassen (Contemporary Gazette) 5 TRANSLATING COMPLIANCE FOR EVERYONE Willie Boonzaier (WAB Enterprises) 13:00-14:00 Lunch 14:00-14:45 Balancing Act - confidentiality, disclosure, irregularity & materiality Andries Cronje (Old Mutual) 14:45-15:15 Break 15:15-16:00 Generally Accepted Compliance Practice framework – launch of the guidelines George Jacobs (chairman Standards committee) and Tim Howse (chairman Compliance Institute) 16:00 Annual General Meeting 16:30 Cocktail Party ----------ooooooooooOOOOOoooooooooo---------- THURSDAY, 13 AUGUST 2009 08:00 to 08:30 Registration 09:00-09:30 Welcome Address 09:30-10:15 Consumer Protection – Electronic Communications and Transactions Act vs Consumer Protection Act Wim Mostert (Mostert Opperman Attorneys) 10:15-11:00 FIC amendment Act, FSP's, RICA, international developments. MLC is still a major compliance challenge. FIC representative 11:00 -11:30 (30m) Break 11:30-13:00 BREAKAWAYS 1 NEW REGULATORY DEVELOPMENTS AND CASE LAW HIGHLIGHTS OF 2009 FOR FINANCIAL INSTITUTIONS - Wim Mostert (Mostert Opperman Attorneys) 2 BUSINESS CONTINUITY MANAGEMENT Derek Taylor (ContinuitySA) 3 ETHICS IN BUSINESS Warren Piennar (Regenesys) 4 LAW 101 (It’s not all FAIS, FICA and NCA out there). Pieter Stassen (Contemporary Gazette) 5 TRANSLATING COMPLIANCE FOR EVERYONE Willie Boonzaier (WAB Enterprises) 13:00-14:00 (60m) Lunch 14:00-15:00 Companies Act - new responsibility of officers (director, prescribed officers and committee members) 15:15 Close The Compliance Institute reserves the right to alter or amend the programme without further notice. BREAKAWAYS: CONFLICTS OF INTEREST - are you managing your firm’s reputational risks?” This workshop will give a high level overview of conflicts of interest and the responsibilities of compliance in managing and mitigating them. The content will include high level legislative requirements and touch on the proposed amendment to the FAIS General Code. The session will be run in workshop format with participants discussing solutions to various practical examples. BUSINESS CONTINUITY MANAGEMENT resolving the difficulties your organisation faces regarding business continuity planning • King iii & The new Companies Act • Overview of the changing GRC landscape • High Level Overview of Compliance • Business Resilience – How prepared are you? • Worst case scenario – case study • Corporate Governance • Q & A ETHICS IN BUSINESS LAW 101 (It’s not all FAIS, FICA and NCA out there) for both the specialised and general compliance officer : Additional relevant laws that may not be ignored. Looking at other legislation that should not be ignored if you want to maintain a true, balanced and well thought through compliance process. TRANSLATING COMPLIANCE FOR EVERYONE – a look at compliance risk management principles and their application for new and novice compliance officers NEW REGULATORY DEVELOPMENTS AND CASE LAW HIGHLIGHTS OF 2009 FOR FINANCIAL INSTITUTIONS This works shop will provide an executive overview of the new laws (Acts, Regulations, Notices, Codes, Standards, Regulatory Practice Notes and Guidances) that impacted on financial institutions since 1 January 2009. We will also cover the most important High Court, Supreme Court of Appeal and Constitutional Court judgments relevant to financial institutions for the year to date, including the National Credit Tribunal. Wim Mostert, director of Mostert Opperman Inc has been providing a regulatory and case law monitoring and advisory support service to various financial institutions for the past four years DELEGATE FEES: If you book on or before 31 July 2009: Non-members:   R5,900.00 Institute Members:   R3,900.00 Block Bookings:   R3,100.00 If you book after 31 July 2009: Non-members:   R6,400.00 Institute Members:   R4,400.00 Block Bookings:   R3,600.00 PLEASE NOTE THAT THIS COURSE IS NOW FULL If you would like to be kept on a waiting list in case of any cancellations please email Sharon at cunningham@compliancesa.com.