Laws to give financial regulator more power

Laws to give financial regulator more power

SA 'sunny palce for shady people' due to lack of compliance

All Compliance Institute members will qualify for a 10% discount.

For further information please see the attachement or go to www.compliserve.co.za

Protection of Personal Information Act: Harmony with other legislation essential

Compliance: integral to risk management

Treating Customers Fairly and Market Conduct – Document and Workshop

The Financial Services Board (FSB) is launching a new framework for market conduct regulation known as Treating Customers Fairly (TCF).
To provide an opportunity to present and discuss the document you are invited to a workshop with the industry and regulators on 19 May 2010.
Please see the attachment for further details.

Draft Papers - Access to Insurance Market

Please find attached the programme for our upcoming 11th Annual Conference on 18 and 19 August.

We have extended our Early Bird rates until 06 August 2010 so don't miss out.

Go to Upcoming Events in order to secure your seat.

Please take note of the dates scheduled for the Introduction to Compliance and Monitoring courses to be hosted in Johannesburg. Please keep your eye on Upcoming Events for bookings.